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Compliance Officer

Location: Wimborne or Remote
Hours:  Full-Time

ABOUT THE ROLE

Reporting into the Compliance Manager, the successful Compliance Officer will be responsible for providing compliance support to all operational areas and undertaking a range of 2nd line monitoring activities to provide assurance of regulatory compliance. Responsibilities and duties cover those aspects of the regulatory regime of the FCA applicable to the Society as well as Data Protection and Data Security matters and the prevention of financial crime. 

The ideal candidate will have:

  • A good level of education 
  • Strong knowledge of FCA regulations and industry best practice including BCOBS, MCOB, Complaints, Financial Promotions, Financial Crime including AML/CTF and Fraud and Data Protection Regulations
  • General knowledge of the financial services industry and its operational activities 
  • Knowledge and experience of conducting compliance monitoring with particular attention to root cause analysis 
  • Previous experience in a similar role 

Details 

To read the full role profile, please click here.

Apply Now

Apply for this job today by completing our online application form here.


gabi

Gabi,  Mortgage Advisor

“It sounds really clichéd, but there is a genuine family atmosphere here and I love the people I work with. I started off as a screener and have worked my way up to my current advisor role - I’m really grateful for all the support Teachers has given me along the way."